Tunnel face stability in strata rich in water with soft upper and hard lower layers

Abstract When a shield tunnel is excavated in water-rich strata with soft upper and hard lower layers, the failure mode of the tunnel face may shift from an overall failure mode to a partial failure mode. To address this issue, three-dimensional discrete failure mechanisms for both partial and overa...

Full description

Saved in:
Bibliographic Details
Main Authors: Tao Zhan, Ziwei Hu, Yan Kuang, Zhiliang Zhu, Kaiyi Liao
Format: Article
Language:English
Published: Nature Portfolio 2025-02-01
Series:Scientific Reports
Subjects:
Online Access:https://doi.org/10.1038/s41598-025-89107-9
Tags: Add Tag
No Tags, Be the first to tag this record!
_version_ 1823862515438714880
author Tao Zhan
Ziwei Hu
Yan Kuang
Zhiliang Zhu
Kaiyi Liao
author_facet Tao Zhan
Ziwei Hu
Yan Kuang
Zhiliang Zhu
Kaiyi Liao
author_sort Tao Zhan
collection DOAJ
description Abstract When a shield tunnel is excavated in water-rich strata with soft upper and hard lower layers, the failure mode of the tunnel face may shift from an overall failure mode to a partial failure mode. To address this issue, three-dimensional discrete failure mechanisms for both partial and overall failure modes are established on the basis of the upper bound theorem and spatial discretization techniques. The influence of pore water pressure is also considered, leading to the development of a method for calculating the critical support force of tunnel faces in such strata, while taking into account both failure modes and the effects of groundwater. Through parameter analysis, factors such as the tunnel diameter, proportion of soft soil, stratum cohesion, and pore water pressure coefficient significantly influence the tunnel face failure mode. A comprehensive critical support force, which takes both partial and overall failure modes into account, is proposed. The parameter analysis reveals that this comprehensive critical support force exhibits complex variations under the influence of multiple parameters. At the same time, a method is proposed to determine the upper and lower bounds of the ultimate support force, based on the calculation results under no seepage and free seepage conditions at the excavation face. The entire method provides a valuable reference for the stability analysis of tunnel faces in water-rich strata with soft upper and hard lower layers.
format Article
id doaj-art-cf194bcb4dca43e68510be6469a76da1
institution Kabale University
issn 2045-2322
language English
publishDate 2025-02-01
publisher Nature Portfolio
record_format Article
series Scientific Reports
spelling doaj-art-cf194bcb4dca43e68510be6469a76da12025-02-09T12:31:41ZengNature PortfolioScientific Reports2045-23222025-02-0115111710.1038/s41598-025-89107-9Tunnel face stability in strata rich in water with soft upper and hard lower layersTao Zhan0Ziwei Hu1Yan Kuang2Zhiliang Zhu3Kaiyi Liao4Metro Project Management Branch of Nanchang Rail Transit Group Co., Ltd.School of Civil Engineering, Central South UniversityChina Construction Third Engineering Bureau Group Co., Ltd.China Construction Third Engineering Bureau Group Co., Ltd.School of Civil Engineering, Central South UniversityAbstract When a shield tunnel is excavated in water-rich strata with soft upper and hard lower layers, the failure mode of the tunnel face may shift from an overall failure mode to a partial failure mode. To address this issue, three-dimensional discrete failure mechanisms for both partial and overall failure modes are established on the basis of the upper bound theorem and spatial discretization techniques. The influence of pore water pressure is also considered, leading to the development of a method for calculating the critical support force of tunnel faces in such strata, while taking into account both failure modes and the effects of groundwater. Through parameter analysis, factors such as the tunnel diameter, proportion of soft soil, stratum cohesion, and pore water pressure coefficient significantly influence the tunnel face failure mode. A comprehensive critical support force, which takes both partial and overall failure modes into account, is proposed. The parameter analysis reveals that this comprehensive critical support force exhibits complex variations under the influence of multiple parameters. At the same time, a method is proposed to determine the upper and lower bounds of the ultimate support force, based on the calculation results under no seepage and free seepage conditions at the excavation face. The entire method provides a valuable reference for the stability analysis of tunnel faces in water-rich strata with soft upper and hard lower layers.https://doi.org/10.1038/s41598-025-89107-9Tunnel face stabilitySoft upper and hard lower strataPore water pressureLimit analysis
spellingShingle Tao Zhan
Ziwei Hu
Yan Kuang
Zhiliang Zhu
Kaiyi Liao
Tunnel face stability in strata rich in water with soft upper and hard lower layers
Scientific Reports
Tunnel face stability
Soft upper and hard lower strata
Pore water pressure
Limit analysis
title Tunnel face stability in strata rich in water with soft upper and hard lower layers
title_full Tunnel face stability in strata rich in water with soft upper and hard lower layers
title_fullStr Tunnel face stability in strata rich in water with soft upper and hard lower layers
title_full_unstemmed Tunnel face stability in strata rich in water with soft upper and hard lower layers
title_short Tunnel face stability in strata rich in water with soft upper and hard lower layers
title_sort tunnel face stability in strata rich in water with soft upper and hard lower layers
topic Tunnel face stability
Soft upper and hard lower strata
Pore water pressure
Limit analysis
url https://doi.org/10.1038/s41598-025-89107-9
work_keys_str_mv AT taozhan tunnelfacestabilityinstratarichinwaterwithsoftupperandhardlowerlayers
AT ziweihu tunnelfacestabilityinstratarichinwaterwithsoftupperandhardlowerlayers
AT yankuang tunnelfacestabilityinstratarichinwaterwithsoftupperandhardlowerlayers
AT zhiliangzhu tunnelfacestabilityinstratarichinwaterwithsoftupperandhardlowerlayers
AT kaiyiliao tunnelfacestabilityinstratarichinwaterwithsoftupperandhardlowerlayers